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Multilateral Environmental Agreements Annotated Bibliography
The document is an annotated bibliography covering various scholarly and policy works on multilateral environmental agreements (MEAs). It examines themes of compliance, accountability, and the role of non-governmental organizations (NGOs) in global governance. A significant portion of the text analyzes the 'interplay' between MEAs and the WTO, noting how trade restrictions can either 'chill' environmental negotiations or serve as effective enforcement tools, as seen in the Montreal Protocol. It also details the specific compliance mechanisms of the Kyoto Protocol, CITES, and the Basel Convention, while highlighting the challenges of climate finance and the need for transparency in the EU's financial commitments to developing countries.
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Document type: Report
Measurement, Reporting and Verification
The document defines Measurement, Reporting and Verification (MRV) as processes to provide and assess factual information to ensure parties meet their obligations. It notes that while the Bali Action Plan initiated MRV requirements, there is currently no clear, agreed-upon global framework, leading to fragmented reporting and a lack of trust between developed and developing nations. The text highlights a central tension: developed countries generally seek uniform standards for all, while developing countries advocate for differentiated standards and increased financial and technical support to build reporting capacity. The author argues that a standardized, transparent MRV system is essential for accountability, building trust, and tracking progress toward the UNFCCC's goal of reducing greenhouse gas emissions.
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Document type: Report
Shaping the Durban Platform: Latin America and the Caribbean in a future High Ambition Deal
The document analyzes the results of the COP17 Durban Platform, highlighting the role of Latin American and Caribbean (LAC) countries in bridging gaps between developed and developing nations. It argues that LAC countries should leverage their 'creative diversity' and track record of voluntary emission reductions to lead a high-ambition coalition with Africa and Asia. Key recommendations include strengthening a political narrative that decouples development from emissions growth, improving communication of domestic low-carbon successes, and scaling up adaptation and resilience planning to protect vulnerable infrastructure and food security.
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Document type: Policy brief
Raising Climate Finance from International Transport Sectors
The report argues that a universally applied market-based instrument (MBI), specifically a cap-and-trade scheme, is the most effective and politically feasible way to address emissions from international transport. To comply with the principle of common but differentiated responsibilities (CBDR), the report proposes a governance structure where revenues or allowances are selectively disbursed to ensure no net incidence on developing countries. The remaining value would be transferred to the Green Climate Fund and used for fuel-efficiency improvements. The author concludes that an emissions trading system (ETS) is superior to levy-based systems because it avoids being classified as an international tax and does not require the direct funding of an international organisation or the hypothecation of national fiscal revenues.
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Document type: Research paper
Report of conference held on 9-10 June 2011 at the South African Institute of International Affairs, Johannesburg
The document details a 2011 conference on India-Africa relations, highlighting the shift toward South-South co-operation and the potential for shared economic growth. It examines the role of the private sector, specifically the success of Indian firms in South Africa compared to Chinese firms, and discusses strategic cooperation in energy, pharmaceuticals, and security. The report also addresses global governance reforms, including the push for permanent seats on the UN Security Council for India and African nations, and the economic nature of climate change negotiations.
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Document type: Report
CLIMATE AND DEVELOPMENT RESEARCH REVIEW
The Climate and Development Research Review meta-synthesizes 572 research papers to inform policy-makers on climate compatible development. It identifies four critical themes: decision-making under uncertainty, natural resource management, climate finance, and the low-carbon transition. The review emphasizes that top-down adaptation policies often fail if not grounded in local realities, leading to 'maladaptation'. It highlights the lack of a universal definition for climate finance as a barrier to fund mobilization and argues that one-off technological breakthroughs are insufficient for a systems-level energy transition. Finally, it warns that without ambitious global mitigation, human society may exceed the limits of adaptation, shifting the focus toward managing loss and damage.
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Document type: Executive summary
All Hands on Deck! Mobilizing Climate Change Action beyond the UNFCCC
The document examines the role of non-UNFCCC institutions in addressing climate change, suggesting that while the UNFCCC must remain the central coordinator due to its legitimacy and legal authority, other multilateral and minilateral venues can provide faster action or target specific pollutants. It warns against the risks of 'forum-shopping' and the marginalization of the UNFCCC, recommending formalized coordination and the application of UNFCCC principles, such as 'common but differentiated responsibilities', across all climate-related initiatives.
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Document type: Policy brief
Agriculture in an International Climate Change Agreement
The report examines the role of agriculture within UNFCCC negotiations, highlighting its unique position as a sector where mitigation and adaptation are intertwined. It identifies key areas of consensus, such as the link between agriculture and food security, while detailing points of contention between developed and developing nations regarding trade implications, the principle of common but differentiated responsibility (CBDR), and the use of carbon markets. The document argues for a 'triple dividend' approach that simultaneously improves food security, adaptive capacity, and emission reductions.
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Document type: Report
Agriculture and Trade in the Climate Change Negotiations
The document examines the conflict between developed and developing nations regarding the integration of agriculture into climate agreements. It highlights fears from G-77 countries that internationally agreed 'good practice' standards for agricultural emissions could be used as unilateral trade barriers or non-tariff restrictions. The report also addresses concerns over food security, price increases, and opposition to market-based mitigation mechanisms, suggesting that referencing Article 3.5 of the Convention may provide a viable legal compromise to build trust and advance negotiations.
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Document type: Report
Development without Carbon: Climate and the Global Economy through the 21st Century
The report argues that many climate-economics models rely on overly pessimistic growth projections for the poorest countries, which artificially reduces the perceived urgency for rich countries to cut emissions. By comparing three scenarios—'Without Development', 'Development with Carbon', and 'Development without Carbon'—the author demonstrates that if low-income countries achieve genuine economic development, the global emissions budget will be exceeded unless aggressive decarbonization policies and financial support from high-income nations are implemented. A case study of Latin America and the Caribbean illustrates how regional emissions could double under a high-growth, no-policy scenario, but could be significantly reduced through targeted support for low-carbon technology and emissions intensity reductions.
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Document type: Report
Together Alone
The report analyzes the BASIC group's role in global climate diplomacy, arguing that while they appear as a unified bloc, their cooperation is conditioned by diverse domestic priorities and broader geopolitical ambitions. It examines the specific drivers for Brazil, South Africa, India, and China, and explores how the group balances its identity as developing nations with its rising global influence.
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Document type: Report
Considerations of Global Equity and Burden-Sharing in Community-Scale Climate Action Planning
The authors argue that current community-scale emissions targets, such as 80% reductions by 2050, do not account for the UNFCCC principle of "common but differentiated responsibility." By applying the Greenhouse Development Rights (GDR) framework to Seattle, the study finds that an equitable global obligation would require the city to become carbon "negative" before 2020. This does not imply physical sequestration but rather a role where wealthy cities dramatically reduce their own emissions while financing low-carbon transitions in developing regions. The paper suggests that communities can use offsets or direct technology and financial transfers to meet these obligations and recommends that local governments integrate global equity into their official climate action plans.
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Document type: Research paper
DespejanDo el aire
The report critiques carbon trading as a 'risky, irresponsible and dangerous' tool that diverts attention from viable solutions. It proposes a comprehensive package of alternatives: investing US$100 billion annually in renewable energy feed-in tariffs, transitioning to small-scale sustainable agriculture, protecting forests by addressing drivers like agrofuels, and implementing international industrial standards for the 'best available technologies'. For climate finance, it suggests a combination of a global financial transaction tax, combating tax evasion, redirecting fossil fuel subsidies, issuing Special Drawing Rights, and implementing carbon and energy taxes, which could collectively provide at least US$420 billion annually for developing nations.
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Document type: Executive summary
INTERNATIONAL SECTORAL APPROACHES AND AGREEMENTS: CASE STUDIES OF THE STEEL SECTOR IN CHINA, INDIA AND JAPAN
The policy brief argues that the steel sector, responsible for 5% of global CO2 emissions, requires a dedicated international negotiation forum within the UNFCCC to overcome competitiveness fears and leakage. It proposes a 'bottom-up' approach where existing national policies—such as China's energy efficiency targets and India's 'Perform, Achieve and Trade'—serve as building blocks. The author identifies six abatement categories ranging from closing inefficient plants to developing breakthrough technologies, noting that carbon pricing alone is insufficient to realize these opportunities. The brief recommends that the UNFCCC establish a steel-specific forum involving both government and industry to coordinate technology transfers, minimum standards for new plants, and funding for Carbon Capture & Storage (CCS).
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Document type: Policy brief
INTERNATIONAL SECTORAL APPROACHES AND AGREEMENTS: CASE STUDIES OF THE STEEL SECTOR IN CHINA, INDIA AND JAPAN
The briefing argues that the steel sector, which accounts for 5% of global CO2 emissions, requires a dedicated international framework to prevent emissions growth driven by demand. It recommends a 'bottom-up' approach using existing national policies—such as China's energy efficiency targets and India's 'Perform, Achieve and Trade'—as building blocks. To overcome competitiveness fears and carbon leakage, the author proposes establishing a steel-specific negotiation forum within the UNFCCC. This forum would address six abatement categories, ranging from closing inefficient plants to developing breakthrough technologies, and would integrate technical industry expertise to ensure ambitious national commitments.
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Document type: Briefing
Climate Change and the Right to Development: International Cooperation, Financial Arrangements, and the Clean Development Mechanism
The document examines the intersection of the right to development and climate change, focusing on the Clean Development Mechanism (CDM). It argues that while the CDM facilitates technology transfer and emissions reductions, it lacks sufficient human rights safeguards, equitable geographical distribution, and accountability mechanisms. The author proposes integrating a rights-based approach (RBA) and refining the High-Level Task Force's (HLTF) evaluation criteria to include science-based decision-making and the principle of common but differentiated responsibilities (CBDR).
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Document type: Research paper
COMPARABILITY OF EFFORT BY ANNEX 1 PARTIES
The report argues that while precise surgical assessment of comparability is currently impossible, a common set of core indicators is necessary to define fairness and support domestic and international negotiations. It proposes an 'apples with apples' anchoring point based on economy-wide emissions excluding LULUCF and introduces 'trajectory indicators' to align 2020 targets with 2050 goals. The analysis categorizes Annex I Parties into 'New World' economies, 'Old OECD economies', and 'Transition economies' based on emissions, population, and GDP trends. Finally, it emphasizes the need for harmonized economic modelling to provide a rational basis for cost-comparability, especially following the global financial crisis.
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Document type: Executive summary
COMPARABILITY OF EFFORT BY ANNEX 1 PARTIES
The paper examines the challenges of defining 'comparable effort' for Annex I Parties, arguing that a simple set of transparent indicators is more conducive to political agreement than complex fairness models. It analyzes proposed 2020 targets against emissions, population, and GDP data, introducing 'trajectory indicators' to assess the consistency of short-term targets with 2050 goals. The authors highlight that Annex I countries fall into three distinct economic groups—'New World' economies, 'Old OECD' economies, and 'Transition economies'—which must be recognized for any target-setting to be feasible. Finally, the document reviews cost-based indicators, concluding that current model results are too inconsistent and outdated, particularly following the global financial crisis, to provide a reliable basis for cost-comparability without further harmonization.
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Document type: Research paper
Options for Policy-Makers Addressing Competitiveness, Leakage and Climate Change
The report examines the economic and environmental impacts of carbon pricing on industrial competitiveness and the risk of carbon leakage, where emissions shift to jurisdictions with less stringent policies. It analyzes six policy options—border taxes, mandatory allowance purchases, embedded carbon product standards, aid to industry, free allowances, and sectoral approaches—concluding that while border carbon adjustments (BCAs) are theoretically more effective at reducing leakage in specific sectors, they face significant technical, administrative, and WTO legal challenges. The document emphasizes that only a small fraction of GDP (typically less than 1%) is truly at risk, primarily in energy-intensive, trade-exposed sectors like cement, steel, and aluminum.
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Document type: Report
Border Carbon Adjustment: Questions and Answers (But More of the Former)
The document examines border carbon adjustments (BCAs) as a tool for OECD countries to protect domestic industries from 'unregulated' foreign competition and prevent carbon leakage. It identifies trade-exposed energy-intensive sectors—such as iron, steel, and chemicals—as the most vulnerable. The analysis highlights significant WTO legal hurdles, including national treatment and most-favoured-nation obligations, and suggests that any legal BCA would likely require a firm-by-firm carbon footprint calculation and prior attempts at multilateral agreement. Administratively, the author notes the difficulty of establishing a common metric to compare diverse climate policies and the risk of 'punishing domestic manufacturers' if only basic raw materials are covered. Geopolitically, the document argues that BCAs may conflict with the UNFCCC principle of 'common but differentiated responsibility' and could provoke 'vitriolic' reactions from developing countries, potentially hindering international climate negotiations.
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Document type: Briefing