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Political Economy Models of the Resource Curse: Implications for Policy and Research
The paper examines the 'resource curse'—the tendency for resource-rich countries to experience low economic growth—through centralised and decentralised political economy models. It argues that the curse is not inevitable but depends on the presence of 'impartiality-enhancing institutions' that curb favouritism and rent-seeking. The authors critique current donor initiatives, such as the EITI and Norway's Oil for Development programme, for focusing too narrowly on revenue transparency and technical capacity rather than the broader institutional reforms and societal accountability required to address the root causes of the curse.
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Document type: Research paper
Intégrer l’enseignement de la gouvernance dans l’enseignement universitaire en Afrique : Perspectives, défis et leçons
The research paper argues that good governance is a prerequisite for economic development and that African universities are essential for producing competent governors. However, it finds that these institutions are plagued by declining resources, outdated curricula, and political interference. The author suggests a shift toward regional cooperation, distance learning, and the adoption of an 'African agenda' to overcome national resource constraints and improve the relevance of governance education.
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Document type: Research paper
Trade in Electricity Services in the Southern African Customs Union: Towards a Negotiating Strategy
The electricity sector in SACU member states is characterised by chronic capacity shortages, underdeveloped infrastructure, and a dominance of state-owned monopolies. While the Southern African Power Pool (SAPP) facilitates cross-border trade, the region remains heavily dependent on South Africa's Eskom. The paper argues that the lack of cost-reflective tariffs and political reluctance to allow independent power producers (IPPs) hinder investment. It recommends a harmonised regional regulatory framework and a strategic approach to liberalisation through a mix of SADC, WTO GATS, and bilateral agreements to improve energy security and economic growth.
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Document type: Research paper
Quid des droits humains dans les relations internationales africaines ?
The document examines how human rights are integrated into African international relations, noting a gap between formal commitments to regional and international treaties and the practical application of these norms. It highlights how national interests, historical colonial ties, and the emergence of non-conditional economic partnerships—particularly with China—often supersede human rights considerations. The author analyzes specific cases, such as the African Union's response to the ICC warrant for Omar Al-Bashir and South Africa's diplomatic balancing act, to argue that human rights often remain a "variable concern" rather than a central pillar of foreign policy.
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Document type: Research paper
On the Future of the Southern African Customs Union
The author identifies three primary points of divergence within the Southern African Customs Union (SACU): revenue distribution, trade and industrial policy, and foreign policy orientation. South Africa's role as a primary subsidizer of smaller members creates fiscal tension, while Botswana, Lesotho, and Swaziland seek trade diversification via an Economic Partnership Agreement (EPA) with the EU, contrasting with South Africa's state-led industrial policy. The author warns that dismantling SACU could lead to the collapse of administrations in Lesotho, Namibia, and Swaziland, triggering mass migration into South Africa. Proposed solutions include a 'quid pro quo' where smaller states accept lower revenue in exchange for more policy influence, and the EU dropping the 'MFN clause' in EPA negotiations.
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Document type: Research paper
Support for Zimbabwe’s Recovery: A Lost Opportunity for SADC
The author contends that while SADC successfully mediated the Global Political Agreement to establish a unity government in Zimbabwe, the regional body has missed a critical opportunity to support the resulting Short-Term Economic Recovery Plan (STERP) financially. Despite the plan's estimated requirement of US$10 billion over three years, only South Africa and Botswana have made tangible pledges totaling US$160 million, with approximately US$400 million secured from unspecified African sources. The author argues that SADC member states have a moral obligation to contribute resources rather than relying solely on lobbying international donors like the IMF and World Bank, suggesting that even token contributions would enhance the credibility of the African renaissance and the STERP initiative.
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Document type: Research paper
Managing Resources and the Democratic Order: The Experience of Botswana
The paper argues that Botswana's success is not due to minerals alone but to a combination of professional public institutions, disciplined leadership, and the integration of traditional Tswana democratic values with modern governance. It highlights the role of the Ministry of Finance and Development Planning in linking revenue to specific projects and the strategic partnership with De Beers. However, the authors warn that this 'miracle' is threatened by high income inequality, over-reliance on diamond exports, a high HIV/Aids prevalence, and an excessively powerful executive presidency.
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Document type: Research paper
La gestion des ressources et l’ordre démocratique : L’expérience du Botswana
The document analyzes Botswana's 'miracle' of economic growth and political stability following the discovery of diamonds. It attributes this success to a professional, merit-based bureaucracy, the integration of traditional Tswana consultative values with modern democratic principles, and disciplined leadership. However, it warns that this image is challenged by persistent poverty, high income inequality (Gini index of 60.5), a 23.8% unemployment rate, and an over-reliance on diamond exports, which account for approximately one-third of the GDP.
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Document type: Research paper
Appendix 4: Country Fact Sheet
The document is a country fact sheet for Zambia, detailing its geography, population, governance, and natural resources. It notes a population of 11.1 million as of 2004, a GDP per capita of approximately US$380, and a parliamentary democracy with a legal system based on common law. Zambia's natural resources include copper, cobalt, zinc, lead, coal, emeralds, and hydropower.
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Document type: Fact sheet
The African Peer Review Mechanism: Assessing Origins, Institutional Relations and Achievements
The document examines the African Peer Review Mechanism (APRM) as a voluntary self-monitoring tool for promoting good governance in Africa. It traces the APRM's genealogy from the New Partnership for Africa's Development (Nepad) and the African Union (AU), analyzing the institutional tensions and evolving coordination between these bodies. The author highlights the APRM's success in widening political space and identifying governance gaps in member states, while noting limitations in its ability to enforce solutions or ensure peer learning. The paper concludes that the mechanism's future depends on the commitment of African leadership and its ability to demonstrate incremental progress to maintain international support.
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Document type: Research paper
Democracy and Accountability: Balancing Majority Rule and Minority Rights
The document argues that accountability—defined as the obligation of those in power to justify their decisions—is the essential ingredient for functional constitutionalism. It proposes three tests for constitutionalism: limitations on government power, domestic legitimacy, and the protection of human rights. Using South Africa as a primary example, the author highlights a tension where liberation movements often transition from fighting for people's freedom to securing elite power, leading to the erosion of judicial independence and the failure to implement constitutional rights in practice. The paper concludes that a culture of accountability and a vigilant civil society are necessary to prevent a 'winners and losers' scenario and to protect individuals without needing specific group rights.
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Document type: Research paper
The State of Governance in Africa
The author contends that structural adjustment programmes (SAPs) and subsequent 'good governance' prescriptions failed to spur development in Africa because they focused on formal institutional arrangements while ignoring neo-patrimonialism. In neo-patrimonial states, rulers are primarily accountable to followers (clients) rather than the general public, creating a tension with Western norms of transparency. The paper suggests that state decay occurs when the informal sphere fully takes over formal structures, leading to a 'self-reinforcing spiral of state decay'. To reverse this, the author argues that African governments must move away from donor-driven blueprints and instead operationalise local, indigenous measures of legitimacy and accountability to serve developmental goals.
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Document type: Research paper
L’état de la gouvernance en Afrique
The paper examines the failure of structural adjustment programs and subsequent 'good governance' initiatives in Africa. It posits that the tension between formal institutional norms and informal neo-patrimonial practices—where leaders prioritize clients over the general public—has led to state decay. The author argues that for governance to be effective, it must be conceptualized locally, integrating informal realities into development plans rather than merely replicating Western models of transparency and accountability.
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Document type: Research paper
Chinese Migration in Africa
The document analyzes the shift in Chinese migration to Africa from ideologically driven state projects to profit-centered entrepreneurial and labor flows. It identifies four main types of migrants: temporary labor migrants, small-time entrepreneurs, agricultural workers, and transit migrants. The paper highlights the diversity of these groups, their settlement patterns as 'sojourners' or 'transnational citizens', and the mixed reactions from host communities, ranging from admiration for their work ethic to anti-Chinese sentiment driven by economic competition and political mobilization. A detailed section on South Africa distinguishes between indigenous Chinese South Africans, Taiwanese, and new immigrants from the PRC.
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Document type: Research paper
Transport Services in SACU: Accelerating Harmonisation and Liberalisation
The document assesses the transport sectors of SACU member states, highlighting a significant shift from rail to road and the strategic importance of South African infrastructure for landlocked neighbors. It identifies regulatory fragmentation and high logistics costs as primary barriers to trade. The report advocates for the implementation of the SADC Transport Protocol and provides a strategic framework for member states to align their national policies with the General Agreement on Trade in Services (GATS) to attract investment and improve efficiency.
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Document type: Research paper
Microbial Exposure and Health Assessments in Sanitation Technologies and Systems
The report provides a comprehensive health risk assessment of sanitation technologies, categorizing them into functional groups: user interface, collection and storage/treatment, conveyance, semi-centralized treatment, and reuse/disposal. It identifies critical exposure points for users, workers, farmers, and the community, emphasizing that technical barriers (like storage time and pH elevation) must be combined with socio-cultural behavioral changes (such as hand-washing) to effectively break the cycle of disease transmission. The document analyzes specific technologies—ranging from open defecation and pit latrines to advanced wastewater treatment plants—and provides epidemiological evidence on their impact on diarrhoeal diseases and helminth infections.
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Document type: Report
Using Representative Opinion Surveys in the African Peer Review Mechanism Process
The document examines the methodological requirements for conducting representative public opinion surveys to support the African Peer Review Mechanism (APRM). It argues that while participatory consultations are useful for public ownership, they often produce biased results. Instead, the author advocates for random probability sampling, noting that relatively small samples (e.g., 1,200 respondents) can provide accurate national estimates. The paper outlines essential prerequisites—such as recent census data and freedom of travel—and warns against the common error of polling only heads of households, which biases results toward older, employed males. It also provides a practical timeline and cost estimate for implementing such surveys in Africa.
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Document type: Research paper
Sustainable Development: The missing piece in the Southern African Customs Union’s regional trading arrangements?
The report examines the Southern African Customs Union (SACU)—comprising South Africa, Botswana, Namibia, Lesotho, and Swaziland—and its various trade agreements. It finds that most agreements focus almost exclusively on market access and economic growth, largely ignoring social and environmental pillars of sustainable development. The study highlights the critical role of the SACU Revenue Sharing Formula in supporting smaller member states and warns that rapid trade liberalization, particularly with the EU, US, and China, may lead to significant tariff revenue losses and job cuts in sensitive sectors like textiles. It recommends that SACU integrate sustainable development guidelines into negotiations, conduct impact assessments, and increase transparency and parliamentary oversight of trade deals.
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Document type: Report
Swaziland: reforms long overdue
The author contends that Swaziland's absolute monarchy, characterized by a lack of accountability for King Mswati III and the banning of political parties, is unable to address the country's critical challenges. These include extreme poverty, where up to 70 percent of the population may live on less than $1 a day, and a devastating HIV epidemic that has reduced average life expectancy to approximately 30 years. The economy is heavily reliant on subsistence agriculture, which is threatened by climate change, and revenue from the Southern African Customs Union. While the monarchy maintains power through traditional loyalty and control over land, growing resentment over royal extravagance and socio-economic hardship is increasing. The document suggests that Swaziland could look to other African nations like Botswana, Ghana, or Lesotho as models for transitioning to a constitutional monarchy to ensure long-term stability.
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Document type: Research paper
How Material is ISO 26000 Social Responsibility to Small and Medium-sized Enterprises (SMEs)?
The report investigates how ISO 26000 is perceived by SMEs, consultants, and National Cleaner Production Centres. It finds that while the ISO brand adds legitimacy to social responsibility, the standard's broad and generic nature makes it a poor management tool for SMEs, who often operate via informal processes and are driven by the personal values of owner-managers. The study highlights significant barriers for SMEs, including a lack of expertise, financial constraints, and low negotiating power within global value chains, which can lead to 'mock compliance'. It concludes that ISO 26000 is most relevant to a specific profile of SMEs—those that are export-oriented, networked into international supply chains, or led by sustainability-aware entrepreneurs.
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Document type: Report