{"query_echo":{"q":"","filters":{"analysis_type":["compliance checklist"]},"warnings":[{"code":"facet_value_not_in_vocabulary","message":"Value 'compliance checklist' for facet 'analysis_type' is not in the controlled vocabulary."}]},"total":{"value":2,"relation":"eq"},"page":1,"page_size":20,"self":"https://climateinsightsdirectory.org/api/v1/search?analysis_type=compliance+checklist","stability":"beta","ai_marking":{"digital_source_type":{"uri":"http://cv.iptc.org/newscodes/digitalsourcetype/trainedAlgorithmicMedia","name":"Created using Generative AI"},"notice":"Summary and key insights are generated using artificial intelligence."},"results":[{"id":"clibonds-000636","url":"https://climateinsightsdirectory.org/document/clibonds-000636","title":"CHECKLIST FOR SUSTAINABILITY-LINKED DEBT CERTIFICATION","publisher":{"name":"Climate Bonds Initiative","organization":"climate-bonds-initiative"},"document_type":"guide","language":"en","date_published":"2023-04","source_url":"https://www.climatebonds.net/files/documents/CBSv4_0-SLD-Certification-Checklist.pdf","generator":"Climate Insights Directory","generated_fields":["summary","key_insights","climate_tags","geography_discussed","analysis_type"],"summary":{"text":"The checklist specifies the requirements for legal entities to obtain and maintain Sustainability-Linked Debt (SLD) certification. It outlines eligibility criteria, the 90% certification threshold for economic activities, and the necessity of a comprehensive Transition Plan including a vision, strategic narrative, and finance plan. It also mandates governance structures, parent group commitments to net zero and the cessation of fossil fuel expansion, and strict public disclosure requirements.","ai_generated":true,"unit":"clibonds-000636#summary","date_modified":"2026-10-23"},"key_insights":[{"text":"To obtain SLD certification, at least 90% of the economic activities linked to the debt instrument must comply with specific Climate Mitigation Performance Target, Delivery Strategy, Governance, and Disclosure requirements. This 'Certification Threshold' is determined by disaggregating activities by either turnover (revenue) or GHG emissions.","ai_generated":true,"unit":"clibonds-000636#insight-1","date_modified":"2026-10-23"},{"text":"Certification is available at two levels based on the timing of alignment with Climate Bonds Standard Sector Criteria: Level 1 ('Aligned') for those aligned at the time of certification, and Level 2 ('Transition') for those that align by 31 December 2030.","ai_generated":true,"unit":"clibonds-000636#insight-2","date_modified":"2026-10-23"},{"text":"A mandatory Transition Plan must include a long-term Vision, a Strategic Narrative detailing decarbonisation levers and timelines (in 3-yearly intervals to 2035, then 5-yearly), and a Finance Plan that addresses CapEx, OpEx, and funding sources.","ai_generated":true,"unit":"clibonds-000636#insight-3","date_modified":"2026-10-23"},{"text":"The Parent Group must commit to no expansion of fossil fuel activities—including exploration, extraction, and natural gas production—after 1 January 2023, and must commit to not converting high-carbon stock land after 1 January 2020.","ai_generated":true,"unit":"clibonds-000636#insight-4","date_modified":"2026-10-23"},{"text":"Parent Groups are required to have a public net zero emissions commitment covering at least 95% of group-wide scope 1 and 2 emissions, and at least 90% of scope 3 emissions if those emissions constitute 40% or more of total emissions.","ai_generated":true,"unit":"clibonds-000636#insight-5","date_modified":"2026-10-23"},{"text":"Certification can be revoked if the Issuer resets Climate Mitigation Performance Targets to a lower level (representing smaller emissions reductions) than those in place at the time of certification, or if the Issuer breaches contractual obligations to the Climate Bonds Initiative.","ai_generated":true,"unit":"clibonds-000636#insight-6","date_modified":"2026-10-23"}],"climate_tags":["carbon neutrality","GHG Protocol","Scope 2","Scope 3","fossil-fuel divestment","climate finance"],"geography_discussed":["OECD"],"frame_perspective":[],"analysis_type":["certification criteria","compliance checklist"]},{"id":"clibonds-000748","url":"https://climateinsightsdirectory.org/document/clibonds-000748","title":"CHECKLIST FOR ENTITY CERTIFICATION","publisher":{"name":"Climate Bonds Initiative","organization":"climate-bonds-initiative"},"document_type":"guide","language":"en","date_published":"2023-04","source_url":"https://www.climatebonds.net/files/documents/Entity-Certification-Checklist.pdf","generator":"Climate Insights Directory","generated_fields":["summary","key_insights","climate_tags","geography_discussed","analysis_type"],"summary":{"text":"The Checklist for Entity Certification outlines the requirements for non-financial entities to be certified under the Climate Bonds Standard v4.0. It details eligibility, the 90% certification threshold for economic activities, the components of a Transition Plan (including climate performance targets, delivery strategy, and finance plans), and governance requirements. It also specifies mandatory commitments for Parent Groups, such as no expansion of fossil fuel activities and net zero commitments, and explains the process for maintaining or losing certification.","ai_generated":true,"unit":"clibonds-000748#summary","date_modified":"2026-10-23"},"key_insights":[{"text":"Entity Certification is currently restricted to non-financial entities or their segregated segments for which the Climate Bonds Initiative has established Sector Criteria.","ai_generated":true,"unit":"clibonds-000748#insight-1","date_modified":"2026-10-23"},{"text":"To obtain certification, at least 90% of a Certified Entity's total economic activities must comply with requirements regarding Climate Performance, Delivery Strategy, Governance, and Disclosure.","ai_generated":true,"unit":"clibonds-000748#insight-2","date_modified":"2026-10-23"},{"text":"Compliance with the 90% certification threshold is determined by disaggregating operations based on either historical turnover (revenue) or GHG emissions determined via the GHG Protocol.","ai_generated":true,"unit":"clibonds-000748#insight-3","date_modified":"2026-10-23"},{"text":"Two levels of certification are available: 'Aligned' for entities whose targets meet Sector Criteria at the time of certification, and 'Transition' for those that align by 2030.","ai_generated":true,"unit":"clibonds-000748#insight-4","date_modified":"2026-10-23"},{"text":"A required Transition Plan must include a Vision, a Strategic Narrative detailing decarbonisation levers, and specific Action Plans for Scope 1, 2, and 3 emissions.","ai_generated":true,"unit":"clibonds-000748#insight-5","date_modified":"2026-10-23"},{"text":"The Transition Plan must be supported by a Finance Plan that details capital expenditure (CapEx), operational expenditure (OpEx), and planned funding sources, including detailed budgets for the first two years.","ai_generated":true,"unit":"clibonds-000748#insight-6","date_modified":"2026-10-23"},{"text":"Governance requirements include a Board mandate to oversee and approve targets and strategies, and the appointment of a named board member or executive with explicit responsibility for the entity's climate response.","ai_generated":true,"unit":"clibonds-000748#insight-7","date_modified":"2026-10-23"},{"text":"Parent Groups must publicly commit to no expansion of fossil fuel exploration, extraction, or power generation after 1 January 2023.","ai_generated":true,"unit":"clibonds-000748#insight-8","date_modified":"2026-10-23"},{"text":"Parent Groups are required to have a public net zero emissions commitment covering at least 95% of group-wide scope 1 and 2 emissions, and 90% of scope 3 emissions if they constitute at least 40% of total emissions.","ai_generated":true,"unit":"clibonds-000748#insight-9","date_modified":"2026-10-23"},{"text":"Certification can be revoked if the entity no longer conforms to the Standard, breaches contractual obligations, or fails to re-apply within 12 months of starting new economic activities.","ai_generated":true,"unit":"clibonds-000748#insight-10","date_modified":"2026-10-23"}],"climate_tags":["carbon neutrality","GHG Protocol","Scope 2","Scope 3","decarbonization","climate finance","fossil-fuel divestment"],"geography_discussed":["OECD"],"frame_perspective":[],"analysis_type":["compliance checklist","certification framework"]}]}